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Directors & Officers Liability Insurance

Whether your firm is publicly traded or privately held, we can find D&O insurance that can protect your directors and officers as well as your corporate entity from suits arising from their roles as a director or officer of the firm. Suits that may be covered by these policies can include:

  • Failure to comply with SEC regulations
  • Improper corporate policies
  • Investment Banker Relations
  • Misrepresentation of IPO and private placement
  • Misrepresentation to investment bankers
  • Shareholder disputes including minority shareholders
  • Warehouse Lender Relations